-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UebYforOfGX/HzPJHoBsoyYNt/PIc/kl7OCgZtnicAx+jvLoHHGwebmfRERfBewi 2YEylNJlOA+7cbLTK9jlnw== 0000892569-02-002025.txt : 20021003 0000892569-02-002025.hdr.sgml : 20021003 20021003143746 ACCESSION NUMBER: 0000892569-02-002025 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021003 GROUP MEMBERS: ANUBIS TRUST GROUP MEMBERS: PTR HOLDINGS, INC. FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: UNION TRANSPORT HOLDINGS INC CENTRAL INDEX KEY: 0001173684 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9 COLUMBUS CENTRE PELICAN DR STREET 2: ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: 00000 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UTI WORLDWIDE INC CENTRAL INDEX KEY: 0001124827 STANDARD INDUSTRIAL CLASSIFICATION: ARRANGEMENT OF TRANSPORTATION OF FREIGHT & CARGO [4731] IRS NUMBER: 000000000 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-61229 FILM NUMBER: 02780886 BUSINESS ADDRESS: STREET 1: C/O UNION TRANSPORT CORP STREET 2: 19443 LAUREL PARK RD SUITE 107 CITY: RANCHO DOMINQUEZ STATE: CA ZIP: 90220 BUSINESS PHONE: 3106043311 MAIL ADDRESS: STREET 1: C/O UNION TRANSPORT CORP STREET 2: 19443 LAUREL PARK RD SUITE 107 CITY: RANCHO DOMINQUEZ STATE: CA ZIP: 90220 SC 13G/A 1 a84634sc13gza.htm SC 13G/A Schedule 13G/A
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 2)*

UTi WORLDWIDE INC.
(Name of Issuer)

ORDINARY SHARES, NO PAR VALUE
(Title of Class of Securities)

G87210103
(CUSIP Number)

May 22, 2002
(Date of Event Which Requires Filing
of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     
o   Rule 13d-1(b)
o   Rule 13d-1(c)
x   Rule 13d-1(d)

*     The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

(Continued on following pages)


Item 1(a). Name of Issuer.
Item 1(b). Address of Issuer’s Principal Executive Offices:
Item 2(a). Name of Persons Filing:
Item 2(b). Address of Principal Business Office or, if none, Residence:
Item 2(c). Citizenship:
Item 2(d). Title of Class of Securities:
Item 2(e). CUSIP Number:
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
Item 4. Ownership.
Item 5. Ownership of Five Percent or Less of a Class.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Item 8. Identification and Classification of Members of the Group.
Item 9. Notice of Dissolution of Group.
Item 10. Certifications.
SIGNATURE
EXHIBIT INDEX


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CUSIP No. G87210103   13G   Page 2 of 11 Pages
         

1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
  Union-Transport Holdings, Inc.

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)        o
(b)        x

3. SEC USE ONLY  
         

4. CITIZENSHIP OR PLACE OF ORGANIZATION
  British Virgin Islands
         

    5. SOLE VOTING POWER  
NUMBER OF   01
SHARES
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY   01
EACH
REPORTING 7. SOLE DISPOSITIVE POWER  
PERSON   1,813,225
WITH
    8. SHARED DISPOSITIVE POWER  
      0

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
  1,813,225

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  
        o

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
  7.1%, based on 25,736,968 outstanding ordinary shares.

12. TYPE OF REPORTING PERSON*  
  CO

*  SEE INSTRUCTIONS BEFORE FILLING OUT.
1  See description of voting agreements described below.


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CUSIP No. G87210103   13G   Page 3 of 11 Pages
         

1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
  PTR Holdings, Inc.

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)        o
(b)        x

3. SEC USE ONLY  
         

4. CITIZENSHIP OR PLACE OF ORGANIZATION
  British Virgin Islands
         

    5. SOLE VOTING POWER  
NUMBER OF   01
SHARES
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY   01
EACH
REPORTING 7. SOLE DISPOSITIVE POWER  
PERSON   4,441,3942
WITH
    8. SHARED DISPOSITIVE POWER  
      0

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
  4,441,3941

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  
        o

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
  17.26%, based on 25,736,968 outstanding ordinary shares.

12. TYPE OF REPORTING PERSON*  
  CO

*  SEE INSTRUCTIONS BEFORE FILLING OUT.

1See description of voting agreements described below.

2Includes 2,628,169 ordinary shares registered in the name of PTR Holdings Inc. and the 1,813,225 shares registered in the name of Union-Transport Holding, Inc.


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CUSIP No. G87210103   13G   Page 4 of 11 Pages
         

1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
  Anubis Trust

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a)        o
(b)        x

3. SEC USE ONLY  
         

4. CITIZENSHIP OR PLACE OF ORGANIZATION
  Guernsey Islands
         

    5. SOLE VOTING POWER  
NUMBER OF   01
SHARES
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY   01
EACH
REPORTING 7. SOLE DISPOSITIVE POWER  
PERSON   4,441,3942
WITH
    8. SHARED DISPOSITIVE POWER  
      0

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
  4,441,3941

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*  
        o

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)  
  17.26%, based on 25,736,968 outstanding ordinary shares.

12. TYPE OF REPORTING PERSON*  
  CO

*  SEE INSTRUCTIONS BEFORE FILLING OUT.

1See description of voting agreements described below.

2Includes 2,628,169 ordinary shares registered in the name of PTR Holdings Inc. and the 1,813,225 shares registered in the name of Union-Transport Holding Inc.


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CUSIP No. G87210103   13G   Page 5 of 11

SCHEDULE 13G

This Amendment No. 2 amends Amendment No. 1 to the original Schedule 13G (“Original Schedule 13G”) filed with the Securities and Exchange Commission by Union-Transport Holdings Inc. (“UT Holdings”), PTR Holdings Inc. (“PTR Holdings”) and the Anubis Trust (“Trust”). This Amendment is being filed as a result of the purchase in a private transaction of 222,805 ordinary shares of UTi Worldwide Inc., a British Islands company (“Issuer”) by PTR Holdings from a holding company indirectly controlled by Matthys J. Wessels on May 22, 2002.

Item 1(a). Name of Issuer.

      UTi Worldwide Inc.

Item 1(b). Address of Issuer’s Principal Executive Offices:

      The address of the Issuer’s registered office is 9 Columbus Centre, Pelican Drive, Road Town, Tortola, British Virgin Islands.

Item 2(a). Name of Persons Filing:

      Union-Transport Holdings Inc.
PTR Holdings
The Anubis Trust

Item 2(b). Address of Principal Business Office or, if none, Residence:

      The address of the registered offices of each of UT Holdings and PTR Holdings is 9 Columbus Centre, Pelican Drive, Road Town, Tortola, British Virgin Islands. The Trustees of the Trust are PKF Trustees Limited, which has its registered office address at Suites 13 & 15 Sarnia House, Le Truchot, P.O. Box 296 St. Peter Port Guernsey, Guernsey, GY1 4NA, Channel Islands.

Item 2(c). Citizenship:

      UT Holdings and PTR Holdings are British Virgin Islands companies and the Trust is a Guernsey Islands trust.

Item 2(d). Title of Class of Securities:

      Ordinary shares, no par value.

Item 2(e). CUSIP Number:

      G87210103

 


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CUSIP No. G87210103   13G   Page 6 of 11

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

         
(a)   o   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)   o   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)   o   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)   o   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)   o   An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)   o   An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)   o   A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)   o   A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)   o   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)   o   Group, in accordance with § 240.13d-1(b)(1)(ii)(J).

         If this statement is filed pursuant to § 240.13d-1(c), check this box o.

Item 4. Ownership.

           
(a) Amount Beneficially Owned:
       
 
UT Holdings
    1,813,225  
 
PTR Holdings
    4,441,394  
 
The Trust
    4,441,394  
(b) Percent of Class:
       
 
UT Holdings
    7.1 %
 
PTR Holdings
    17.26 %
 
The Trust
    17.26 %

 


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CUSIP No. G87210103   13G   Page 7 of 11
             
(c) Number of shares as to which such person has:
       
 
(i) Sole power to vote or to direct the vote:
       
   
UT Holdings
    01  
   
PTR Holdings
    01  
   
The Trust
    01  
 
(ii) Shared power to vote or to direct the vote:
       
   
UT Holdings
    01  
   
PTR Holdings
    01  
   
The Trust
    01  
 
(iii) Sole power to dispose or to direct the disposition of:
       
   
UT Holdings
    1,813,225  
   
PTR Holdings
    4,441,394  
   
The Trust
    4,441,394  
 
(iv) Shared power to dispose or to direct the disposition of:
       
   
UT Holdings
    0  
   
PTR Holdings
    0  
   
The Trust
    0  

1 See description of voting agreements described below.

The shares reported as beneficially owned by PTR Holdings include 2,628,169 shares registered in the name of PTR Holdings and 1,813,225 registered in the name of UT Holdings. PTR Holdings is the owner of approximately 56% of the securities of UT Holdings. The shares reported as beneficially owned by the Anubis Trust are the same shares reported as beneficially owned by PTR Holdings. Pursuant to a voting arrangement, the Anubis Trust has the power to vote a majority of the outstanding shares of PTR Holdings.

By virtue of a voting agreement between UT Holdings and its shareholders, UT Holdings agreed to vote the ordinary shares of Issuer held by it as directed by its shareholders in proportion to their interests in UT Holdings. Pursuant to separate voting agreements, PTR Holdings agreed to vote the ordinary shares of Issuer held directly by PTR Holdings and the Issuer ordinary shares held by UT Holdings which PTR Holdings may vote by virtue of the agreement mentioned in the previous sentence as directed by the shareholders of PTR Holdings in proportion to their interests in PTR Holdings. The voting rights of the Anubis Trust were assigned to Matthys J. Wessels. As a result of these voting agreements, the Reporting Persons have retained investment and depositary power over the Issuer ordinary shares beneficially owned by them, but not voting power. Copies of the relevant voting agreements between the Reporting Persons were attached as exhibits to Amendment No. 1 to the Original Schedule 13G.

PTR Holdings disclaims beneficial ownership of the Issuer shares held by UT Holdings and the Anubis Trust disclaims beneficial ownership of the Issuer shares held by both UT Holdings and

 


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CUSIP No. G87210103   13G   Page 8 of 11

PTR Holdings. This filing should not be construed as an admission by any of the Reporting Persons that they constitute a group or an admission by any of the Reporting Persons that it is the beneficial owner of any of the Issuer securities covered by this Schedule 13G not held directly by such Reporting Person.

Item 5. Ownership of Five Percent or Less of a Class.

      If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. o

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

      Each of UT Holdings and PTR Holdings has the right to receive or the power to direct the receipt of dividends from, and the proceeds from the sale of, the Issuer securities held directly by it.

Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

      PTR Holdings is the owner of approximately 56% of the securities of Union-Transport Holdings, Inc. See Item 4 above.

Item 8. Identification and Classification of Members of the Group.

      Inapplicable.

Item 9. Notice of Dissolution of Group.

      Inapplicable.

Item 10. Certifications.

      Inapplicable.

 


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CUSIP No. G87210103   13G   Page 9 of 11

SIGNATURE

The Reporting Persons signing below previously executed a joint filing agreement which was filed as Exhibit A to the Original Schedule 13G, a copy of which is also attached hereto as Exhibit A.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: October 3, 2002

         
    PTR HOLDINGS, INC.
         
    By: /s/ Ian Whitecourt
       
    Name:
Title:
  Ian Whitecourt
Director
         
    UNION-TRANSPORT HOLDINGS, INC.
         
    By:   /s/ Rory Kerr
       
    Name:
Title:
  Rory Kerr
Director
         
    ANUBIS TRUST
         
         
    By:
  PKF Trustees Limited, the Trustees of
the Anubis Trust
         
         
    By:   /s/ Robert Fearis
       
    Name:
Title:
  Robert Fearis
Director
         

 


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CUSIP No. G87210103   13G   Page 10 of 11

EXHIBIT INDEX

     
99.1   Voting Agreement between UT Holdings and PTR Holdings Inc. (previously filed as an exhibit to Amendment No. 1 to this 13G).
     
99.2   Voting Agreement between PTR Holdings Inc. and Anubis Trust (previously filed as an exhibit to Amendment No. 1 to this 13G).

 


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CUSIP No. G87210103   13G   Page 11 of 11

EXHIBIT A

AGREEMENT

         THIS AGREEMENT is dated as of February 13, 2001, by and among Union-Transport Holdings, Inc, a British Virgin Islands company, PTR Holdings, Inc., a British Virgin Islands company, and the Anubis Trust, a Guernsey Islands trust.

         WHEREAS, pursuant to Rule 240.13d-1(k) promulgated under Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the parties hereto have decided to satisfy their filing obligations under the Exchange Act by a single joint filing;

         NOW THEREFORE, the parties hereto agree as follows:

         1.     The Schedule 13G with respect to UTi Worldwide Inc. to which this Agreement is attached as Exhibit A (the “Schedule 13G”) is filed on behalf of each of the parties hereto.

         2.     Each of the parties hereto is eligible to use the Schedule 13G.

         3.     Each of the parties hereto is responsible for the timely filing of the Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person or entity contained in the Schedule 13G; provided that each person or entity is not responsible for the completeness or accuracy of the information concerning any other person making such filing contained in the Schedule 13G, unless such person or entity knows or has reason to believe that such information is inaccurate.

         IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first above written.

     
ANUBIS TRUST
By: PKF Trustees Limited, the Trustees of the
       Anubis Trust
  PTR HOLDINGS, INC.
By: /s/ Ian Whitecourt
   
    Name: Ian Whitecourt
Title: Director
By: /s/ Robert Fearis    

   
Name: Robert Fearis
Title: Director
   
     
    UNION-TRANSPORT HOLDINGS, INC.
By: /s/ Rory Kerr
   
    Name: Rory Kerr
Title: Director

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